Wednesday 22 October 2014
 
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DFSA

DFSA seeks to wind-up local arm of Espirito Santo

Dubai's financial regulator is seeking court approval to wind up the local arm of Portuguese financial group Espirito Santo, the latest in a series of international regulatory actions taken against the family's collapsed business empire.

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DFSA freezes deposits in local Espirito Santo bank

The Dubai Financial Services Authority (DFSA) said it was freezing deposits and imposing other restrictions on private banker ES Bankers Dubai, part of the Portuguese Espirito Santo family's troubled empire. The move is the la

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Dubai regulator freezes deposits in local Espirito Santo bank

The Dubai Financial Services Authority (DFSA) said on Thursday it was freezing deposits and imposing other restrictions on private banker ES Bankers (Dubai), part of the Portuguese Espirito Santo family's troubled empire. The

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DFSA backs Asian Financial Forum

The Dubai Financial Services Authority (DFSA) took part in the recent Asian Financial Forum in order to further strengthen relations in financial services between Dubai, Hong Kong and Asia. The forum, hosted in Hong Kong, was atte

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DFSA clarifies Kaloti not being probed

The Dubai Financial Services Authority (DFSA) has, in a letter, confirmed that neither Munir Kaloti nor the Kaloti Group of Companies are or were the subject of the DFSA’s investigation of Deutsche Bank DIFC branch, a statement from Kaloti

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DFSA starts court action on Deutsche Bank unit

The Dubai Financial Services Authority (DFSA) has commenced proceedings in the DIFC Courts to enforce compliance by Deutsche Bank AG, Dubai (DIFC) Branch (DBDIFC), with a notice requiring information. The DFSA has brought the proc

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DIFC financial adviser gets 6-year ban

Dubai Financial Services Authority (DFSA) has restricted Jaime Corona, a former financial adviser of a Dubai International Financial Centre (DIFC)-authorised firm, for unethical conduct when advising clients about the value of their investment p

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Penalty imposed on DIFC private banker

The Dubai Financial Services Authority (DFSA) has imposed a financial penalty on a former private banker. It said today that Nikhil Das will pay a penalty of Dh73,400 ($20,000) and be restricted, for a period of six years, from performi

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DFSA sanctions United Investment Bank

The Dubai Financial Services Authority (DFSA) said it has accepted an Enforceable Undertaking from United Investment Bank (UIB), a Dubai International Financial Centre (DIFC) authorised firm. The UIB agreed to pay a financial pena

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DFSA signs 26 agreements with EU regulators

Dubai Financial Services Authority (DFSA) has entered into 26 supervisory co-operation agreements with European Union (EU) and European Economic Area (EEA) regulators this year. Under these agreements, each regulator agrees to hel

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